Compliance Science, Inc. and Pillsbury Winthrop Shaw Pittman LLP Co-Host Program on Compliance Issues in an Era of Increased Reg
Compliance Science Inc. ("CSI"), the global regulatory compliance technology services leader and Pillsbury Winthrop Shaw Pittman LLP ("Pillsbury"), co-hosted a successful client symposium
In attendance were dozens of hedge funds, PE firms, and investment advisory firms who came to learn from a panel of CCO's and regulatory attorneys. Topics covered include:
The recent SEC's referral of enforcement matters against fund managers to the U.S. Department of Justice for criminal prosecution
The use of technology to simplify Chief Compliance Officer's obligations and minimize liability
The implications of the U.S. Jumpstart Business Startups Act (JOBS Act) on compliance procedures and policies of fund managers
"CSI's technology and thought leadership is in use at over 300 client firms. By co-hosting this compliance symposium with a highly regarded law firm like Pillsbury Compliance Science are able to keep the community informed of recent compliance events in today's evolving regulatory environment through real life case scenarios from CCOs," said Mitchel Kraskin, CEO of Compliance Science.
About Compliance Science
Compliance Science is a New York City based global leader in providing web-based regulatory compliance technology and services to the Financial Services community. Clients include leading RIA's, B/D's, PE Firms, Hedge Funds, Banks, Pension Plans, Public Companies - all of whom rely on CSI to help protect them from the specter of reputational damage and revenue loss from non-compliant activities.
Visit Compliance Science at Booth #26 at the National Society of Compliance Professionals (NSCP) National Conference in Washington, DC on Oct 22 - 24, 2012 for a live product demonstration.
Or to schedule a demonstration, call 212.327.1533, email sales@complysci.com or visit http://www.complysci.com.
About IFIM
Pillsbury's Investment Funds & Investment Management Team have extensive experience structuring, forming and maintaining funds, consummating complex and innovative transactions, and providing tax and regulatory advice to investment management industry participants. Pillsbury attorneys assist clients with investment company registration, adviser and broker-dealer registration, and compliance with the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934. They also advise clients on the Employee Retirement Income Security Act of 1974 as it relates to investment funds, including the ERISA "Plan Asset Regulation," the Qualified Professional Asset Manager requirements, and fiduciary duties under ERISA.
About Pillsbury
Pillsbury is a full-service law firm with a keen industry focus on the energy and natural resources, financial services, real estate and construction, and technology sectors. Based in the world's major financial, technology and energy centers, Pillsbury counsels clients on global regulatory, litigation and corporate matters. Pillsbury attorneys work in multidisciplinary teams that allow them to anticipate trends and bring a 360-degree perspective to complex business and legal issues--helping clients to take greater advantage of new opportunities and better mitigate risk. This collaborative work style helps produce the results our clients seek.
Media Contacts
For any questions related to this press release, please contact
Compliance Science: Hazel Alvarado at 212.327.1533, Hazel.Alvarado@complysci.com
Pillsbury: Jaime Bruck at 212.858.1051, Jaime.Bruck@pillsburylaw.com
Contact :
Hazel Alvarado
Compliance Science, Inc.
132 East 43rd St, #534
New York, NY 10017
212-327-1533
Hazel.Alvarado@complysci.com
http://www.complysci.com
###
Categories: Business
Press Release Contact
132 East 43rd St, #534
New York, NY 10017
132 East 43rd St, #534
New York, NY 10017
Press Release Options
Visit Web Site
Printer FriendlyAbout This Press Release
If you have any questions about this press release, please contact the listed publisher. Please do not contact prHWY as we cannot help you with your inquiry.